Disclosure

About Ascent Wealth

Ascent Wealth is an AMFI Registered Mutual Fund Distributor (ARN Holder) offering investment distribution and wealth management solutions to individuals, families, and businesses. We facilitate access to a wide range of investment products from reputed financial institutions and Asset Management Companies (AMCs), helping investors build long-term wealth through disciplined and goal-oriented investing.

Our services include assistance across various investment and wealth management solutions, including:

• Mutual Fund Investments
• Specialized Investment Funds (SIFs), where applicable
• Systematic Investment Plans (SIPs)
• Systematic Transfer Plans (STPs)
• Goal-Based Financial Planning
• Retirement Planning
• Children's Education Planning
• Tax-Saving Investments (ELSS)
• Portfolio Review & Monitoring
• Wealth Creation Strategies

Nature of Services

Ascent Wealth acts as a distributor of financial products and facilitates investments offered by various product manufacturers and Asset Management Companies.

Our role includes assisting clients with product information, transaction facilitation, investment execution, portfolio reviews, service requests, and investor education.

Unless specifically stated otherwise, Ascent Wealth does not provide investment advisory services under the SEBI (Investment Advisers) Regulations. Investors are encouraged to independently assess the suitability of any investment based on their financial goals, risk tolerance, and investment horizon before making investment decisions.

Compensation & Commission Disclosure

Ascent Wealth may receive commissions, trail commissions, distribution fees, or other permissible remuneration from Asset Management Companies (AMCs) and product manufacturers for the distribution of financial products, in accordance with applicable regulations issued by the Securities and Exchange Board of India (SEBI), the Association of Mutual Funds in India (AMFI), and other relevant regulatory authorities.

This may include compensation in relation to:

• Mutual Fund Schemes
• Specialized Investment Funds (SIFs), where applicable
• Other financial products distributed by Ascent Wealth in accordance with prevailing regulatory guidelines

Commission Structure:

In accordance with SEBI circular SEBI/IMD/CIR No. 4/168230/09 dated June 30, 2009, the commission details for various mutual fund scheme categories are as follows:

The commission or remuneration received is paid by the respective product provider or Asset Management Company and does not result in any additional charges to investors beyond the fees, expenses, or charges disclosed in the respective product documentation.

Details relating to commissions, distribution fees, applicable expenses, and other charges are available in the respective Scheme Information Document (SID), Statement of Additional Information (SAI), Key Information Memorandum (KIM), offer documents, or product literature issued by the respective issuer.

Investor Responsibility

Investors are encouraged to make informed investment decisions after carefully considering:

• Financial objectives
• Investment horizon
• Risk appetite
• Liquidity requirements
• Tax implications
• Overall asset allocation

Before investing, investors should carefully read all applicable scheme-related documents, including the Scheme Information Document (SID), Statement of Additional Information (SAI), Key Information Memorandum (KIM), offer documents, and any other relevant disclosures issued by the product provider.

Risk Disclosure

All investments are subject to market risks and other investment-related risks.

The value of investments may fluctuate due to market movements, economic conditions, interest rate changes, inflation, geopolitical events, regulatory developments, and other external factors.

Past performance is not indicative of future returns.

Neither Ascent Wealth nor any product manufacturer or Asset Management Company guarantees the performance of any investment product unless explicitly stated in the respective offer documents.

Conflict of Interest

Ascent Wealth is committed to maintaining fairness, transparency, and professionalism in all client interactions.

Where any actual or potential conflict of interest may arise, appropriate disclosures shall be made in accordance with applicable regulatory requirements. We strive to ensure that clients receive fair, unbiased information to support their investment decisions.

Accuracy of Information

Every reasonable effort is made to ensure that the information published on this website and shared through our communications is accurate and current.

However, Ascent Wealth does not warrant the completeness, accuracy, or reliability of any information and reserves the right to modify, update, or remove content without prior notice.

Investors are advised to independently verify information before acting upon it.

Regulatory Compliance

Ascent Wealth operates in accordance with the applicable regulations, circulars, and guidelines issued by:

• Securities and Exchange Board of India (SEBI)
• Association of Mutual Funds in India (AMFI)
• Relevant Asset Management Companies (AMCs)
• Other applicable regulatory authorities

We are committed to maintaining the highest standards of regulatory compliance, ethical conduct, and investor protection.

Limitation of Liability

Ascent Wealth shall not be liable for any direct, indirect, incidental, consequential, or special losses arising from:

• Investment decisions made by investors.
• Market fluctuations or changes in economic conditions.
• Delays or failures caused by third-party institutions or intermediaries.
• Regulatory or taxation changes.
• Technical interruptions, website downtime, or system failures.
• Errors or omissions in information provided by third parties.

Investors remain solely responsible for evaluating the suitability of their investments and the decisions they make.

Contact Us

If you have any questions regarding this Disclosure or require further information about our services, products, or regulatory status, please contact Ascent Wealth through the contact details available on our website.